Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-10-30 |
| IN | RA | APPROVED | 2025-07-22 |
| MI | RA | APPROVED | 2025-07-22 |
| MN | RA | APPROVED | 2025-07-22 |
| NJ | RA | APPROVED | 2025-07-21 |
| OK | RA | APPROVED | 2025-07-21 |
| AZ | RA | APPROVED | 2025-07-18 |
| CA | RA | APPROVED | 2024-06-27 |
| NV | RA | APPROVED | 2024-06-27 |
| MO | RA | APPROVED | 2022-11-29 |
| AL | RA | APPROVED | 2021-08-10 |
| GA | RA | APPROVED | 2021-06-15 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-01-03 |
| MD | RA | APPROVED | 2017-03-07 |
| FL | RA | APPROVED | 2016-05-04 |
| OR | RA | APPROVED | 2016-01-27 |
| NC | RA | APPROVED | 2010-09-29 |
| SC | RA | APPROVED | 2010-09-24 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
1036 Lansing Drive Suite 200, Mt Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Charlotte | NC | 04/2008 | 08/2019 |
| Park Avenue Securities | Charlotte | NC | 12/2009 | 08/2019 |
| Park Avenue Securities | Rock Hill | SC | 11/2014 | 08/2019 |
| Guardian Life Insurance Company | Rock Hill | CA | 11/2014 | 08/2019 |
| Guardian Life Insurance Company | Charlotte | NC | 08/2019 | Present |
| Park Avenue Securities | Charlotte | NC | 08/2019 | Present |
| Guardian Life Insurance Company | Mt Pleasant | SC | 06/2024 | Present |
| Park Avenue Securities | Mt Pleasant | SC | 06/2024 | Present |
1) JDL Wholesales, LLC-Go to auctions and buy cars (more of a hobby than job but a license is required), Start: 01/01/2013, Address: 968 Ragin Lane Rock Hill, SC 29732, 6 non bus hrs per month, Not investment related, 2) Rental Properties-3 rental homes (monthly) and one short term rental property in Mt. Pleasant, Start: 01/01/1997, Address: - 745 Adluh Street, Mt. Pleasant, SC 29464, - 3378 Berryhill Road, Johns Island, SC 29455, - 718 Lucas Street, Rock Hill, SC 29730, - 306 South Jones, Rock Hill, SC 29730, 5 non bus hrs per month, Investment related, 3) Church Playing (Trumpet) for paid services-Playing for my church for years, but will be playing other congregations and occasionally get paid. Easter Sunday etc., Start: 04/01/2018, Address: Various, 4 non bus hrs per month, Not investment related, 4) Winthrop University Executive Alumni Board-Serve on the Board for Winthrop University's Alumni Association, Start: 07/11/2012, Address: Winthrop University Rock Hill, SC 29733, 5 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation, 5) Entertainment Committee Co-Chair for Rock Hill Elks Lodge 1318- committee Co-Chair for Entertainment/Activities for the Rock Hill Elks Lodge 1318., Start: 04/01/2021, Address: 535 Hollis Lakes Road Rock Hill, SC 29732, 20 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation, 6) Board of Trustees of Rock Hill Elks Lodge 1318, Start: 04/01/2022, Address: 535 Hollis Lakes Road Rock Hill, SC 29732, 3 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 7) Coastal Casa Management, LLC-Working with renters for Homeowners when they book through sites such as VRBO/AirBNB/Etc, Start: 08/15/2022, Address: 745 Adluh Street Mt. Pleasant, SC 29464, 10 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 8) Build/Sell Real Estate-own a property that I'm subdividing the lot and will build on that land to sell, Start: 08/01/2022, Address: 968 Ragin Lane Rock Hill, SC 29732, 5 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation, 9) Epoch Financial Consultants, LLC-DBA, Start: 10/01/2022, Address: 6115 South Park Avenue, Suite 200, Charlotte, NC 28209, 0 total hours per month, Investment related, No annual compensation, 10) Sell insurance products other than Guardian, Start: 4/1/2025, Address: 968 Ragin Lane, Rock Hill, SC 29732, 1 total hr/month, 1 hour during trading, Investment related, Less than 10% of total annual compensation, 11) Epoch Financial Holdings, LLC, Start: 5/30/2025, Address: 1787 Pleasant Road Fort Mill, SC 29708, 0 total hours per month, Not Investment related, No Annual compensation, 12) Carolina Wind Orchestra Board Member, Start: 8/8/2016, Address: Winthrop University Rock Hill, SC 29733, 2 total hours per month; 0 during securities trading, Not Investment related, No Annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-28 |
Reach out to this advisor