Brian Simonetti

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12

NY RA
APPROVED

Since 2021-04-12

Branch Locations

510 Broadhollow Road Suite 110, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ross Strent & Co., Llp	Roslyln Heights	NY	01/2003	12/2024
Axa Advisors Llc	New York	NY	02/2008	06/2020
Equitable Advisors, Llc	New York	NY	02/2008	Present

01/2003 → 12/2024

Ross Strent & Co., Llp

Roslyln Heights, NY
02/2008 → 06/2020

Axa Advisors Llc

New York, NY
02/2008 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

TRUSTED ADVISOR; MEMBER OF SNL REALTY LLC, REAL ESTATE LLC,9/1998- TREASURER OF THE ROSE BRUCIA FOUNDATION NON PROFIT, BOOKKEEPING 3/2005; PARTNER CPA for LICATA PAPADOPOULOS & SIMONETTI CPA, 510 Broadhollow Road, Suite 110, Melville, NY 11747, 10/1/2023; OWNER of Brian Simonetti PLLC, accounting and Tax practice related to LPS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-11-17
S63	Uniform Securities Agent State Law Examination	2000-06-26

S65 Uniform Investment Adviser Law Examination

2010-11-17
S63 Uniform Securities Agent State Law Examination

2000-06-26

View on SEC IAPD