Craig Don Shuffain

Current Employers

Walter & Shuffain Financial Services, Llc

One International Place Suite 1010, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2008-08-07

MA RA
APPROVED

Since 2008-08-07

Branch Locations

One International Place Suite 1010, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Walter & Shuffain, P.C.	Norwood	MA	07/1994	Present
Equity Services Inc	Montpelier	VT	10/2002	Present
Walter & Shuffain Financial Services, Llc	Boston	MA	06/1996	Present

07/1994 → Present

Walter & Shuffain, P.C.

Norwood, MA
10/2002 → Present

Equity Services Inc

Montpelier, VT
06/1996 → Present

Walter & Shuffain Financial Services, Llc

Boston, MA

Other Businesses

WALTER & SHUFFAIN P.C. NON INVESTMENT RELATED. LOCATED IN NORWOOD MA. CPA FIRM. MANAGING SHAREHOLDER. STARTED 07/1994. 150 HRS PER MONTH.***WALTER & SHUFFAIN FINANCIAL SERVICES LLC. INVESTMENT RELATED.LOCATED IN NORWOOD, MA. INSURANCE AND INVESTMENT. PARTNER 07/01/1999 TO PRESENT. 10 HRS PER MONTH. AT THIS SAME LOCATION I AM INVOLVED IN REAL ESTATE. MANGAER FROM 07/1994 TO PRESENT. 10 HRS PER MONTH. **PRACTICE MANAGEMENT LLC. LOCATED IN NORWOOD MA. NOT INVESTMENT RELATED. EMPLOYEE LEASING, MANAGER FROM 08/2001 TO PRESENT. 20 HRS PER MONTH.***BILLING RECOVERY LLC. NON INVESTMENT RELATED. NORWOOD MA. ACCOUNTS RECEIVABLE COLLECLTION. MANAGER 08/01 TO PRESENT. 0 HRS PER MONTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-11-23
S65	Uniform Investment Adviser Law Examination	1999-10-21

S63 Uniform Securities Agent State Law Examination

1999-11-23
S65 Uniform Investment Adviser Law Examination

1999-10-21