John C Wooten

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Principal Life Insurance Company
  Brentwood, TN
• 01/2015 → 01/2018
  Princor Financial Services Corporation
  Brentwood, TN
• 01/2015 → 01/2018
  Northstar Wealth Management
  Brentwood, TN
• 11/2016 → Present
  Marcum Benefit
  Brentwood, TN
• 02/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2015-02-04 → 2018-02-24
  Principal Securities, Inc.
  Brentwood, TN
• 2011-07-12 → 2015-02-02
  Mml Investors Services, Llc
  Brentwood, TN

Other Businesses

1)INDEPENDENT INSURANCE AGENT AT 5016 SPEDALE CT #322, SPRING HILL, TN 37174, 1/2018, FOR VARIOUS INSURANCE COMPANIES, INVREL, 8HRS/MO, 1HR/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. FINANCIAL ADVISOR, 5016 SPEDALE CT #322, SPRING HILL, TN, 04/2019. STUDENT LOAN REFERRAL. INV REL-2/YR-0/TRADING. 4. CAPITAL WEALTH ADVISORS, 112 WESTWOOD PLACE, STE 160, BRENTWOOD, TN, CONTRIBUTING MEMBER,DBA, 01/08/18, INV REL, 0/WK- 0/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-10
• S63 Uniform Securities Agent State Law Examination
  2008-07-02

Other Names

• Trey Calvin Wooten
• John C Wooten
• Johnny Wooten