Daniel Thomas Kriz

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 09/2018
  Scottrade
  Mentor, OH
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Mentor, OH
• 02/2018 → 12/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Orange Village, OH
• 11/2023 → Present
  Charles Schwab Bank, Ssb
  Orange Village, OH

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Mentor, OH
  Orange Village, OH
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Mentor, OH
  Orange Village, OH
  Omaha, NE
• 2017-02-16 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-02-16
• S63 Uniform Securities Agent State Law Examination
  2010-08-25

Other Names

• Dan Kriz