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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-12-26
TX RA APPROVED 2023-06-23
WA RA APPROVED 2023-06-23
  • OR RA
    APPROVED
    Since 2024-12-26
  • TX RA
    APPROVED
    Since 2023-06-23
  • WA RA
    APPROVED
    Since 2023-06-23

Branch Locations

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Octavus, Llc Excelsior MN 04/2010 08/2020
Rbc Capital Markets, Llc Seattle WA 10/2021 05/2023
Amazon (Aws) Seattle WA 09/2020 05/2021
Unemployed Seattle WA 05/2021 10/2021
Morgan Stanley Lake Oswego OR 06/2023 Present
  • 04/2010 → 08/2020
    Octavus, Llc
    Excelsior, MN
  • 10/2021 → 05/2023
    Seattle, WA
  • 09/2020 → 05/2021
    Amazon (Aws)
    Seattle, WA
  • 05/2021 → 10/2021
    Unemployed
    Seattle, WA
  • 06/2023 → Present
    Lake Oswego, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2021-12-20

View on SEC IAPD

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