Michael Shawn Gandy

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 11/2021
  Van Eck Associates Corporation
  New York, NY
• 11/2017 → 11/2021
  Van Eck Securities Corporation
  New York, NY
• 12/2014 → 10/2017
  Msci
  San Francisco, CA
• 12/2021 → 02/2022
  Unemployed
  Martinez, CA
• 02/2022 → 03/2023
  Great Lakes Advisors
  Chicago, IL
• 03/2023 → 02/2024
  Lpl Financial Llc
  Danville, CA
• 03/2023 → 02/2024
  Fremont Bank
  Danville, CA
• 02/2024 → 09/2025
  Mercer Global Advisors Inc.
  Walnut Creek, CA
• 10/2025 → 12/2025
  Mercer Global Advisors Inc.
  Walnut Creek, CA
• 01/2026 → Present
  Mercer Global Advisors Inc.
  Walnut Creek, CA

Previous Registrations

• 2023-03-29 → 2024-03-06
  Lpl Financial Llc
  Danville, CA
• 2022-02-24 → 2023-03-24
  Wintrust Investments Llc
  Chicago, IL
• 2022-02-24 → 2023-03-24
  Great Lakes Advisors, Llc
  Chicago, IL

Other Businesses

1.) Rental Properties; Investment-related; 124 E. Lawrence Street, Mishawaka, IN 46545 (05/04/2021), 15510 Turney Road, Maple Heights, OH 44137 (03/30/2021), 189 Grandview Ave, Monaca, PA 15061 (10/15/2021), 2 Forest Drive, Tuscaloosa, AL 35404 (09/27/2021); Rental properties generating passive rental income; Owner; Dates added above for each rental property; <1 hr. per month; 0 hrs. per month; Passive investment - property manager handles day to day operations.

Exams

• S66 Uniform Combined State Law Examination
  2023-05-15
• S63 Uniform Securities Agent State Law Examination
  2017-12-06
• S65 Uniform Investment Adviser Law Examination
  2003-06-11

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Michael Gandy
• Mike Gandy