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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-06-25
WI RA APPROVED 2025-06-24
MN RA APPROVED 2025-06-23
  • IA RA
    APPROVED
    Since 2025-06-25
  • WI RA
    APPROVED
    Since 2025-06-24
  • MN RA
    APPROVED
    Since 2025-06-23

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

5925 Zenith Ave, S. Edina, MN 55410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord Abbett & Co. Llc Jersey City NJ 06/2007 05/2025
Columbia Management Investment Distributors, Inc. Minneapolis MN 05/2025 Present
Columbia Management Investment Advisers, Llc Minneapolis MN 05/2025 Present
Previous Registrations
Other Businesses

Name of Activity: LMF Consulting; Date Activity Started/Modified/Ended: 6/1/2024; Address: 925 Zenith Ave S, Edina, MN, 55410; Type of Activity: Field is Blank!; Role/Relationship: Owner/ Proprietor; Responsibilities: LLC created for the book related art/formatting/design I do for authors.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-06
  • S66 Uniform Combined State Law Examination
    2008-08-06

View on SEC IAPD

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