Shateela Monique Winters

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 12/2020
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 08/2021 → 12/2021
  Raymond James Financial Services
  Rockville, MD
• 08/2021 → 12/2021
  Raymond James Financial Services Advisors
  Rockville, MD
• 02/2021 → 08/2021
  Facet Wealth
  Baltimore, MD
• 08/2021 → 12/2021
  Lee, Sipe & Associates Dba Support Company
  Rockville, MD
• 01/2022 → 04/2024
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 07/2024 → 10/2025
  Edelman Financial Engines
  Santa Clara, CA
• 08/2013 → 10/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 10/2025 → 02/2026
  Edelman Financial Engines
  Santa Clara, CA
• 02/2026 → Present
  Prime Capital Financial
  Overland Park, KS
• 04/2024 → 07/2024
  Unemployed
  Arlington, VA

Previous Registrations

• 2024-07-17 → 2026-02-20
  Edelman Financial Engines
  West Conshohocken, PA
  Arlington, VA
• 2022-02-08 → 2024-05-02
  Edelman Financial Engines
  Arlington, VA
• 2021-08-31 → 2021-12-31
  Raymond James Financial Services Advisors, Inc
  Rockville, MD
• 2018-11-01 → 2020-12-31
  Edelman Financial Engines
  Alexandria, VA
  Arlington, VA
• 2011-09-16 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  Alexandria, VA
  Bethesda, MD
• 2008-07-14 → 2011-09-13
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Arlington, VA
  Arlington, VA
  Arlington, VA

Other Businesses

1) Della Woodward Chapman Scholarship Fund; 4409 7th St N., Arlington, VA 22203; not investment related; Started 07/15/2020; 4 hrs mo devoted; 0 hrs mo devoted during trading; Proprietor/Owner. Treasurer. 2) Every Damn Stadium; INVESTMENT RELATED: No; ADDRESS: Arlington, VA 22203; NATURE: I set up this sole prop with the idea that I would make a website to document my journey to see my favorite football team, the Buffalo Bills, play in every stadium along with other general football content.; POSITION: Owner; START DATE: 04/15/2022; NUMBER OF HOURS/MONTH: 08 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Maintaining the website, social media, creating content.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-10-14
• S65 Uniform Investment Adviser Law Examination
  2008-07-10

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Shateela Winters