Alice Ruiz

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  San Jose, CA
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 05/2017 → 02/2022
  Jp Morgan Securities Llc
  San Jose, CA
• 02/2022 → 07/2025
  Fidelity Investments
  Mountain View, CA
• 03/2025 → 07/2025
  Fidelity Investments
  Boston, MA
• 07/2025 → Present
  Charles Schwab & Co., Inc
  San Diego, CA
• 07/2025 → Present
  Schwab Wealth Advisory Ince
  San Diego, CA

Previous Registrations

• 2025-03-31 → 2025-07-16
  Strategic Advisers Llc
  Mountain View, CA
  Boston, MA
  San Jose, CA
• 2022-04-05 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Mountain View, CA
• 2017-06-01 → 2022-02-09
  J.P. Morgan Securities Llc
  San Jose, CA
  San Jose, CA
  San Jose, CA
  Santa Clara, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
• 2013-10-29 → 2017-06-01
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  Los Gatos, CA
  San Jose, CA
  San Jose, CA
  Los Gatos, CA
  San Jose, CA
• 2009-10-23 → 2013-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
  Santa Cruz, CA
  Capitola, CA
• 2009-07-22 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Jose, CA
  Santa Cruz, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-07-20

Designations

• Certified Financial Planner

Other Names

• Alice Marina