Lisa Ann Romano

Ubs Financial Services Inc.

South Mills, NC

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-09-18

VA RA
APPROVED

Since 2017-09-18

Branch Locations

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

South Mills, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Norfolk	VA	01/2008	Present

01/2008 → Present

Ubs Financial Services

Norfolk, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-16

S66 Uniform Combined State Law Examination

2017-09-16

Other Names

Lisa Ann Hayward
Lisa Romano

View on SEC IAPD

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