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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 07/2013 | Present |
| Cetera Investment Advisers Llc | Lancaster | TX | 06/2015 | Present |
| Regions Bank | Lancaster | TX | 06/2015 | Present |
1.) Part owner of MJD Enterprises LLC, a rental property company. 2.) Investing in a private investment, StackPath, LLC (SPI) a Security as a Platform company in connection with DH Capital. Will not solicit this investment to any of his clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-23 |
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