Scott A. Ficalora

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

NY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Northport, NY • United States

1130 Franklin Avenue, Garden City, NY 11530-1687 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Huntington Station	NY	01/2008	Present
Fidelity Investments	Boston	MA	03/2025	Present

01/2008 → Present

Fidelity Investments

Huntington Station, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-05-19 → 2025-03-31

Fidelity Personal And Workplace Advisors

Plainview, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-29

S66 Uniform Combined State Law Examination

2008-09-29

Designations

Certified Financial Planner

Other Names

Scott A Ficalora

View on SEC IAPD