Nasser Ahmad

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2017
  Lpl Financial, Llc
  Sunnyvale, CA
• 02/2017 → 06/2024
  Securities America, Inc.
  Santa Rosa, CA
• 02/2017 → 06/2024
  Securities America Advisors
  Santa Rosa, CA
• 02/2017 → 11/2024
  Arbor Point Advisors
  Santa Rosa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2017-03-22 → 2024-11-08
  Arbor Point Advisors
  San Rafael, CA
  Larkspur, CA
  Milpitas, CA
  San Jose, CA
  Santa Rosa, CA
• 2017-03-22 → 2024-06-14
  Securities America Advisors, Inc.
  San Rafael, CA
  Larkspur, CA
  Milpitas, CA
  San Jose, CA
  Santa Rosa, CA
• 2016-07-01 → 2017-03-22
  Mariner Advisor Network
  Sunnyvale, CA
• 2016-01-08 → 2016-07-01
  Strategic Wealth Advisors Group
  Sunnyvale, CA
• 2011-10-11 → 2016-01-22
  Strategic Advisers Llc
  Sunnyvale, CA
• 2009-05-26 → 2010-11-03
  Bancwest Investment Services, Inc.
  Saratoga, CA
  Cupertino, CA
  San Mateo, CA
  Los Altos, CA
  Sunnyvale, CA

Other Businesses

1. DBA: Nasser Ahmad, CFP 2. SECURITIES AMERICA POSITION: financial planner NATURE: Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 02/2017 - Address: 896 Lincoln Court, San Jose CA 95125 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2017 ADDRESS: 320 10TH ST, SUITE 304 SANTA ROSA, CA 95401, United States DESCRIPTION: investment advisory business 3. INCOME MAX FINANCIAL POSITION: financial planner NATURE: marketing name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2017 ADDRESS: 320 10th St, Suite 304, Santa Rosa CA 95401, United States DESCRIPTION: insurance sales and service for various carriers

Exams

• S66 Uniform Combined State Law Examination
  2008-09-03

Designations

• Certified Financial Planner