Robert Vannorman Walsh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Lpl
  Houston, TX
• 02/2016 → Present
  Amegy Bank
  Houston, TX

Previous Registrations

• 2010-01-25 → 2016-02-23
  Essex National Securities, Llc
  Little Rock, AR
  New Orleans, LA
  Monroe, LA
  Pocahontas, AR
  Monroe, LA
  Metairie, LA
  Baton Rouge, LA
  Jonesboro, AR
  Houston, TX

Other Businesses

(1) 08/04/2016: Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 08/01/2016 - 40 Hr/Mo; 40 Hours During Securities Trading. (2) 1/3/2017: Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 12/28/2016 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-02

Designations

• Certified Financial Planner

Other Names

• Robert Van Norman Walsh, Jr.
• Robert Vannorman Walsh, Jr.