Michael Hamilton Hopper

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-11-04

TX RA
APPROVED

Since 2015-11-04

Branch Locations

5700 Woodway Dr Ste 100, Houston, TX 77057 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Tomball, TX • United States

6430 San Felipe St, Houston, TX 77057 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Houston	TX	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Houston	TX	11/2016	Present

10/2015 → 11/2016

Wells Fargo Advisors, Llc

Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Houston, TX

Previous Registrations

2015-04-09 → 2015-10-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
2012-11-26 → 2015-04-13

Pnc Managed Account Solutions, Inc.

Sugarland, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-21
S63	Uniform Securities Agent State Law Examination	2009-02-25

S65 Uniform Investment Adviser Law Examination

2012-11-21
S63 Uniform Securities Agent State Law Examination

2009-02-25

Other Names

Michael Hopper
Michael Hopper
Michael H. Hopper

View on SEC IAPD