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Dennis Arthur Frantsve

Morgan Stanley

Chicago, IL

CRD 5525423

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-09
TX RA APPROVED 2022-08-09
  • IL RA
    APPROVED
    Since 2022-08-09
  • TX RA
    APPROVED
    Since 2022-08-09

Branch Locations

Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 01/2009 06/2022
Morgan Stanley Chicago IL 07/2022 Present
Previous Registrations
Other Businesses

*511309 - Elev8 Event Group, LLC; Investment related - Yes; Recreation (Wedding DJ Entertainment); Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2019; During business hours: 0; After business hours: 12;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-14
S63 Uniform Securities Agent State Law Examination 2009-03-02
  • S65 Uniform Investment Adviser Law Examination
    2015-12-14
  • S63 Uniform Securities Agent State Law Examination
    2009-03-02
Other Names
  • Dennis Arthur Frantsve
  • Dennis Arthur Frantsve

View on SEC IAPD

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