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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-18 |
| GA | RA | APPROVED | 2020-12-22 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Atlanta | GA | 04/2008 | 12/2020 |
| Jpmorgan Chase Bank | Altant | GA | 04/2008 | 12/2020 |
| Ubs Financial Services Inc | Atlanta | GA | 12/2020 | Present |
1) NAME OF OTHER BUSINESS:THREE AMIGOS CAPITAL, LLC / INVESTMENT RELATED?: Yes/ ADDRESS: 51 Carlton Dr NE, Atlanta GA 30342 / NATURE OF THE BUSINESS: Partnership/ POSITION: Partner/ DUTIES:OWNER/MEMBER OF THE ENTITY / START DATE: 12/15/2020 /// 2) NAME OF OTHER BUSINESS:THREE AMIGOS VENTURE HOLDINGS, LLC / INVESTMENT RELATED?: Yes / ADDRESS: 51 Carlton Dr NE, Atlanta GA 30342 / NATURE OF THE BUSINESS: Partnership/ POSITION: Partner / DUTIES:I AM A MEMBER/PARTNER OF THE ENTITY./ START DATE: 11/3/2020 /// 3) SHM CAPITAL, LLC/ investment related?:yes / 1308 GLEN CEDARS DR, MABLETON, GA, 30126/ Partnership/ Real Estate/ THIS IS A SINGLE MEMBER LLC TO HOLD A SECOND RESIDENCE FOR MY FAMILY/ Proprietor / owner/ I AM THE SOLE MEMBER OF THE LLC./ start date: 6/16/2021 4) H.G Family Irrevocable Life Insurance Trust, Trust established to hold life insurance on the grantors , Dr Orlando FL United States-32804, Ensure that the provisions of the trust are followed properly, start date-11/1/2024 5) H.G Irrevocable Spousal Lifetime Access Trust, Trust established to hold life insurance on the grantor (my brother-in-law). My sister and her children are the beneficiaries, Orlando FLUnited States-32804, Ensure that the provisions of the trust are followed properly, Start date-12/31/2024 6) TLH CAPITAL, LLC, MABLETONGAUnited States-30126, Partnership, Real Estate, THIS IS AN LLC OWNED BY MY WIFE & I TO HOLD A SECOND RESIDENCE FOR MY FAMILY, Proprietor / owner, I AM A MEMBER OF THE LLC AND THE MANAGER, start date-5/1/2024, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-26 |
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