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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-18
GA RA APPROVED 2020-12-22
  • TX RA
    APPROVED_RES
    Since 2023-07-18
  • GA RA
    APPROVED
    Since 2020-12-22

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Atlanta GA 04/2008 12/2020
Jpmorgan Chase Bank Altant GA 04/2008 12/2020
Ubs Financial Services Inc Atlanta GA 12/2020 Present
  • 04/2008 → 12/2020
    J.P. Morgan Securities Inc.
    Atlanta, GA
  • 04/2008 → 12/2020
    Jpmorgan Chase Bank
    Altant, GA
  • 12/2020 → Present
    Atlanta, GA
Other Businesses

1) NAME OF OTHER BUSINESS:THREE AMIGOS CAPITAL, LLC / INVESTMENT RELATED?: Yes/ ADDRESS: 51 Carlton Dr NE, Atlanta GA 30342 / NATURE OF THE BUSINESS: Partnership/ POSITION: Partner/ DUTIES:OWNER/MEMBER OF THE ENTITY / START DATE: 12/15/2020 /// 2) NAME OF OTHER BUSINESS:THREE AMIGOS VENTURE HOLDINGS, LLC / INVESTMENT RELATED?: Yes / ADDRESS: 51 Carlton Dr NE, Atlanta GA 30342 / NATURE OF THE BUSINESS: Partnership/ POSITION: Partner / DUTIES:I AM A MEMBER/PARTNER OF THE ENTITY./ START DATE: 11/3/2020 /// 3) SHM CAPITAL, LLC/ investment related?:yes / 1308 GLEN CEDARS DR, MABLETON, GA, 30126/ Partnership/ Real Estate/ THIS IS A SINGLE MEMBER LLC TO HOLD A SECOND RESIDENCE FOR MY FAMILY/ Proprietor / owner/ I AM THE SOLE MEMBER OF THE LLC./ start date: 6/16/2021 4) H.G Family Irrevocable Life Insurance Trust, Trust established to hold life insurance on the grantors , Dr Orlando FL United States-32804, Ensure that the provisions of the trust are followed properly, start date-11/1/2024 5) H.G Irrevocable Spousal Lifetime Access Trust, Trust established to hold life insurance on the grantor (my brother-in-law). My sister and her children are the beneficiaries, Orlando FLUnited States-32804, Ensure that the provisions of the trust are followed properly, Start date-12/31/2024 6) TLH CAPITAL, LLC, MABLETONGAUnited States-30126, Partnership, Real Estate, THIS IS AN LLC OWNED BY MY WIFE & I TO HOLD A SECOND RESIDENCE FOR MY FAMILY, Proprietor / owner, I AM A MEMBER OF THE LLC AND THE MANAGER, start date-5/1/2024, Investment related-Yes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-02
S65 Uniform Investment Adviser Law Examination 2002-02-26
  • S63 Uniform Securities Agent State Law Examination
    2008-06-02
  • S65 Uniform Investment Adviser Law Examination
    2002-02-26
Other Names
  • Steven Thomas May

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