Best Investors Account Sign in
Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-01
  • CA RA
    APPROVED
    Since 2021-04-01

Branch Locations

Discovery Bay, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Discovery Bay CA 03/2013 Present
State Farm Vp Management Corp Discovery Bay CA 03/2013 Present
State Farm Investment Management Corp Discovery Bay CA 08/2018 10/2019
State Farm Investment Management Corp. Discovery Bay CA 04/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-05-31
  • S63 Uniform Securities Agent State Law Examination
    2008-05-31
Designations
  • Chartered Financial Consultant

View on SEC IAPD

More in Discovery Bay, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor