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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-03
MI RA APPROVED 2016-04-05
  • TX RA
    APPROVED_RES
    Since 2016-06-03
  • MI RA
    APPROVED
    Since 2016-04-05

Branch Locations

7700 Byron Center Ave Sw, Byron Center, MI 49315 • United States

Holland, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grandville MI 04/2016 03/2020
Ameriprise Financial Services, Llc Byron Center MI 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; ECN Holdings; Owner; Manage Ameriprise Business; 23 E 30th St, , Holland, MI, 49423; Investment-Related; 03/01/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Providence Church; Executive Elder; 821 Ottawa Avenue, , Holland, MI, 49423; Not Investment-Related; 04/08/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 2008-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    2008-08-11
Other Names
  • Ellen Claire Timmer

View on SEC IAPD

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