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1500 Sulgrave Ave, Baltimore, MD 21209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2014-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baltimore | MD | 10/2013 | Present |
| Ade Llc, F/K/A Adag Llc | Baltimore | MD | 10/2013 | Present |
(1) 11/5/2013: ARMSTRONG DIXON - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BALTIMORE, MD. (2) 4/10/2015: ADE, LLC - REGISTERED INVESTMENT ADVISOR - INVESTMENT RELATED - STARTED 08/19/13 - 130 HOURS PER MONTH/120 HOURS DURING TRADING - AT REPORTED BUSINESS LOCATION(S) - BALTIMORE, MD. (3) 11/21/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/07/2013 - 10 Hours Per Month/10 Hours During Securities Trading. (4) 03/04/2024 - Other - Educational Speaker - Educational Speaker - Not Investment Related - 650 Carrol Parkway, Frederick, MD 21701 - Start Date 03/22/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-26 |
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