Michael Young Choy

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-19
AZ	RA	APPROVED	2024-05-06

TX RA
APPROVED

Since 2025-09-19
AZ RA
APPROVED

Since 2024-05-06

Branch Locations

Mesa, AZ • United States

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Phoenix	AZ	07/2015	05/2024
Wells Fargo Advisors Financial Network, Llc	Scottsdale	AZ	05/2024	Present

07/2015 → 05/2024

Ubs Financial Services Inc.

Phoenix, AZ
05/2024 → Present

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ

Previous Registrations

2015-07-16 → 2024-05-13

Ubs Financial Services Inc.

Phoenix, AZ

Tucson, AZ
2010-12-23 → 2015-07-31

Morgan Stanley

Scottsdale, AZ

Scottsdale, AZ

Tempe, AZ
2010-04-09 → 2010-06-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Phoenix, AZ

Charlotte, NC
2009-04-13 → 2009-10-28

Ubs Financial Services Inc.

Scottsdale, AZ
2002-11-01 → 2009-01-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Scottsdale, AZ

Phoenix, AZ
2000-10-06 → 2002-10-31

Morgan Stanley Dw Inc.

Stockton, CA

Other Businesses

MICHAEL CHOY SOLE PROPRIETORSHIP; INV RELATED; SCOTTSDALE, AZ; FINET PRACTICE; 100% OWNERSHIP; START DATE 05/02/2024; 3 HOURS PER MONTH; 3 HOURS DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-14

S66 Uniform Combined State Law Examination

2000-07-14

View on SEC IAPD