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Christopher Thomas Wells

Charles Schwab & Co., Inc.

Chicago, IL

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-02-11
  • CO RA
    APPROVED
    Since 2019-02-11

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Santa Monica CA 09/2008 12/2018
Charles Schwab & Co., Inc. Lone Tree CO 02/2019 Present
Charles Schwab Bank, Ssb Lone Tree CO 05/2021 Present
Charles Schwab Premiere Bank Lone Tree CO 06/2021 Present
Charles Schwab Trust Bank Lone Tree CO 06/2021 Present
  • 09/2008 → 12/2018
    National Planning Corporation
    Santa Monica, CA
  • 02/2019 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 06/2021 → Present
    Charles Schwab Premiere Bank
    Lone Tree, CO
  • 06/2021 → Present
    Charles Schwab Trust Bank
    Lone Tree, CO
Previous Registrations
  • 2017-01-17 → 2018-06-25
    National Planning Corporation
    El Segundo, CA
    Denver, CO
    Los Angeles, CA
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-10
S65 Uniform Investment Adviser Law Examination 2002-07-12
S63 Uniform Securities Agent State Law Examination 2002-06-10
  • S66 Uniform Combined State Law Examination
    2017-01-10
  • S65 Uniform Investment Adviser Law Examination
    2002-07-12
  • S63 Uniform Securities Agent State Law Examination
    2002-06-10
Other Names
  • Chris Wells
  • Christopher T Wells

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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