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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-25
  • NC RA
    APPROVED
    Since 2023-05-25

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Chalrotte NC 01/2014 Present
Tiaa Charlotte NC 01/2014 Present
Previous Registrations
Other Businesses

1% PASSIVE OWNERSHIP OF SOUTH CAPITOL STREET HELIPORT LLC 1724 S. CAPITOL STREET WASHINGTON, DC 20003 COMMIT 0 HOURS PER WEEK TO THIS ACTIVITY (PASSIVE INTEREST ONLY)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
S65 Uniform Investment Adviser Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2023-05-25
  • S65 Uniform Investment Adviser Law Examination
    2019-10-03
Other Names
  • Jonathan E Lutin

View on SEC IAPD

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