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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-16 |
| CA | RA | APPROVED | 2022-04-15 |
Branch Locations
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Phoenix | AZ | 02/2011 | 04/2022 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 04/2022 | Present |
Other Business Activities; Plamaker Futbol Academy; Team manager for my oldest son's Soccer Club team with PFA U13 Boys Black. *As of 11/13/2025 I am the PFA U8 Girls Black team manager as the other manager resigned, and no other parent would step up to help. My duties are the same as the U13 Boys Black team. I am the liaison between the coach and the players families. Responsible for entering the team into tournaments, communicating practice, game, and tournament schedules, along with other important information the coach believes should be communicated. No compensation received.; 9095 E. Sheena Drive, , Scottsdale, AZ, 85260; Not Investment-Related; 06/04/2025; 10 to 19 hours per month; 1 to 9 during trading hours / Phoenix Childrens Hospital Foundation 50 under 50; As of now I am now in the Legacy status after serving my full five years in the group of The 50. I have no schedule meetings I have to attend, everything is optional and I am able to attend events when they fit my schedule or when I believe I can make a difference in a meeting. At this time I would guess I would plan on attending 1 to 2 events a year. For the fiscal year 2026/2027 April to April of The 50, I have no plans on raising any money for the group and will only donate my time, if any. *Old detailed description: Group of 50 gentlemen who meet 10 times a year, plan ways to raise money for the Phoenix Childrens hospital via two to three events; 2929 E Camelback Rd Ste 122, , Phoenix, AZ, 85016; Not Investment-Related; 04/14/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-13 |
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