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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-16 |
| DC | RA | APPROVED | 2018-11-13 |
| VA | RA | APPROVED | 2018-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc | Arlington | VA | 04/2014 | 10/2018 |
| Jp Morgan Securities, Llc | Washington | DC | 10/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Washington | DC | 10/2018 | Present |
| Td Ameritrade Investment Management, Llc | Arlington | VA | 05/2014 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-15 |
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