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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Buffalo NY 04/2008 02/2024
Key Bank Na Buffalo NY 09/2001 02/2024
Key Investment Services, Llc. Brooklyn OH 02/2024 Present
Keybank Amherst NY 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-24
S63 Uniform Securities Agent State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2019-01-24
  • S63 Uniform Securities Agent State Law Examination
    2008-06-20

View on SEC IAPD

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