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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-09-11
VA RA APPROVED 2023-09-07
ID RA APPROVED 2022-05-06
AR RA APPROVED 2022-05-05
TX RA APPROVED_RES 2020-08-03
WA RA APPROVED 2020-08-03
  • MT RA
    APPROVED
    Since 2023-09-11
  • VA RA
    APPROVED
    Since 2023-09-07
  • ID RA
    APPROVED
    Since 2022-05-06
  • AR RA
    APPROVED
    Since 2022-05-05
  • TX RA
    APPROVED_RES
    Since 2020-08-03
  • WA RA
    APPROVED
    Since 2020-08-03

Branch Locations

1499 Se Tech Center Pl Ste 220, Vancouver, WA 98683 • United States

Battle Ground, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities, Inc. Houston TX 11/2009 08/2020
Dustin G. Martin Houston TX 01/2013 Present
Ae Wealth Management Llc Topeka KS 06/2019 08/2020
Northwest Tax & Financial Services, Inc. Vancouver WA 10/2015 08/2020
Ameriprise Financial Services, Llc Vancouver WA 07/2020 Present
  • 11/2009 → 08/2020
    Madison Avenue Securities, Inc.
    Houston, TX
  • 01/2013 → Present
    Dustin G. Martin
    Houston, TX
  • 06/2019 → 08/2020
    Topeka, KS
  • 10/2015 → 08/2020
    Northwest Tax & Financial Services, Inc.
    Vancouver, WA
  • 07/2020 → Present
    Vancouver, WA
Previous Registrations
Other Businesses

Business Ownership; Select Contractors; Manager; Residential contract labor.; 22011 NE 150th Avenue, , Battle Ground, WA, 98604; Not Investment-Related; 11/18/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; DUSTIN G. MARTIN; CONSULTATION AND ADMINISTRATIVE SERVICES FOR MUSIC PUBLISHERS AND RECORDING ARTISTS.; 150th Avenue, , Battle Ground, WA, 98604; Not Investment-Related; 08/07/2020; 1 to 9 hours per month; 0 during trading hours / WORLD HOPE MINISTRIES INTERNATIONAL; Mission work. Raising support and teaching systematic theology to pastors in unreached/untrained areas of the world.; Louetta Road, , Houston, TX, 77070; Not Investment-Related; 08/07/2020; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-12
  • S66 Uniform Combined State Law Examination
    2010-04-12

View on SEC IAPD

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