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Current Employers
Salmon Bay Wealth Management, Llc

Coeur D'ALene, ID • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-04-16
  • WA RA
    APPROVED
    Since 2014-04-16

Branch Locations

Coeur D'ALene, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moss Adams Wealth Advisors Llc Seattle WA 02/2008 Present
Moss Adams Securities & Insurance Llc Seattle WA 02/2008 Present
  • 02/2008 → Present
    Moss Adams Wealth Advisors Llc
    Seattle, WA
  • 02/2008 → Present
    Moss Adams Securities & Insurance Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-05-07
S65 Uniform Investment Adviser Law Examination 2008-05-16
  • S63 Uniform Securities Agent State Law Examination
    2009-05-07
  • S65 Uniform Investment Adviser Law Examination
    2008-05-16
Other Names
  • Steven Ray Cole
  • Steven Ray Cole

View on SEC IAPD

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