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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-14
ME RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2025-04-14
  • ME RA
    APPROVED
    Since 2024-03-21

Branch Locations

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Choice Wealth Advisors Llc

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-13
ME RA APPROVED 2018-08-22
  • TX RA
    APPROVED
    Since 2018-11-13
  • ME RA
    APPROVED
    Since 2018-08-22

Branch Locations

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 09/2013 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Choice Investments Waterville ME 01/2013 Present
Rotary Club Of Gardiner Me Gardiner ME 07/2012 Present
Choice Wealth Advisors Llc Waterville ME 08/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 09/2013 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2013 → Present
    Choice Investments
    Waterville, ME
  • 07/2012 → Present
    Rotary Club Of Gardiner Me
    Gardiner, ME
  • 08/2018 → Present
    Waterville, ME
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-09-06 → 2016-10-03
    Investors Capital Corp.
    Waterville, ME
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
  • 2011-11-11 → 2013-09-10
    Cetera Investment Services Llc
    Gardiner, ME
  • 2008-06-18 → 2011-11-11
    Sorrento Pacific Financial, Llc
    Gardiner, ME
    Augusta, ME
    Brunswick, ME
Other Businesses

1.NAME OF OTHER BUSINESS: CHOICE WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/18/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: DBA CHOICE INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2013; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 4. NAME OF OTHER BUSINESS: ROTARY CLUB OF GARDINER, ME; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 365, GARDINER, ME 04345; NATURE OF BUSINESS: SERVICE ORGANIZATION; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCES AND PROVIDE MONTHLY SUMMARIES FOR BOARD OF DIRECTORS. 5.CHOICE WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2018, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 6. NAME OF OTHER BUSINESS: CWA 325D, LLC INVESTMENT RELATED: NO ADDRESS: 46 MATTSON HEIGHTS, GARDNER, ME 04345 NATURE OF BUSINESS: PURCHASE RENTAL REAL ESTATE START DATE: 11/10/2021 APX NUMBER OF HOURS PER WEEK: 1 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: NONE POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT BRIEF DESCRIPTION OF DUTIES: RENTS REAL ESTATE AND MAINTAINS LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-09
  • S66 Uniform Combined State Law Examination
    2008-06-09
Designations

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