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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-14 |
| ME | RA | APPROVED | 2024-03-21 |
Branch Locations
325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States
325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-13 |
| ME | RA | APPROVED | 2018-08-22 |
Branch Locations
325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 09/2013 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Choice Investments | Waterville | ME | 01/2013 | Present |
| Rotary Club Of Gardiner Me | Gardiner | ME | 07/2012 | Present |
| Choice Wealth Advisors Llc | Waterville | ME | 08/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.NAME OF OTHER BUSINESS: CHOICE WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/18/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: DBA CHOICE INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2013; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 4. NAME OF OTHER BUSINESS: ROTARY CLUB OF GARDINER, ME; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 365, GARDINER, ME 04345; NATURE OF BUSINESS: SERVICE ORGANIZATION; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCES AND PROVIDE MONTHLY SUMMARIES FOR BOARD OF DIRECTORS. 5.CHOICE WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2018, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 6. NAME OF OTHER BUSINESS: CWA 325D, LLC INVESTMENT RELATED: NO ADDRESS: 46 MATTSON HEIGHTS, GARDNER, ME 04345 NATURE OF BUSINESS: PURCHASE RENTAL REAL ESTATE START DATE: 11/10/2021 APX NUMBER OF HOURS PER WEEK: 1 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: NONE POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT BRIEF DESCRIPTION OF DUTIES: RENTS REAL ESTATE AND MAINTAINS LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-09 |
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