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Nicholas Murphy Panaro

Ubs Financial Services Inc.

Weehawken, NJ

CRD 5523914

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2016-08-29
NJ RA APPROVED 2013-02-25
  • DC RA
    APPROVED
    Since 2016-08-29
  • NJ RA
    APPROVED
    Since 2013-02-25

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Washington DC 03/2014 11/2016
Ubs Financial Services Inc. Florham Park NJ 11/2016 05/2018
Ubs Financial Services Inc. Princeton NJ 05/2018 11/2019
Ubs Financial Services Inc. Weehawken NJ 11/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-23
  • S66 Uniform Combined State Law Examination
    2013-02-23
Other Names
  • Nick Panaro
  • Nicholas Panaro

View on SEC IAPD

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