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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-04
  • NJ RA
    APPROVED
    Since 2025-12-04

Branch Locations

1140 Highway 22 East #105, Bridgewater, NJ 08807 • United States

30 Tower Ln Ste 322, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Distributors Llc Denver CO 06/2010 12/2020
Janus Management Holdings Corp Denver CO 06/2010 12/2020
Lpl Financial Bridgewater NJ 10/2021 Present
Self Employed Lebanon NJ 01/2021 09/2021
Paradigm Wealth Advisory Llc Bridgewater NJ 10/2021 Present
  • 06/2010 → 12/2020
    Janus Distributors Llc
    Denver, CO
  • 06/2010 → 12/2020
    Janus Management Holdings Corp
    Denver, CO
  • 10/2021 → Present
    Lpl Financial
    Bridgewater, NJ
  • 01/2021 → 09/2021
    Self Employed
    Lebanon, NJ
  • 10/2021 → Present
    Bridgewater, NJ
Previous Registrations
Other Businesses

1) 01/18/2022 - Paradigm Wealth Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/14/2022 - 100 Hours Per Month/75 Hours During Securities Trading - Time Spent 63% - I provide investment advisory services through Paradigm Wealth Advisory LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 2) 12/11/2025 - Coastal Point Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/11/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-29
S66 Uniform Combined State Law Examination 2008-07-30
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29
  • S66 Uniform Combined State Law Examination
    2008-07-30

View on SEC IAPD

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