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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-15
ME RA APPROVED 2009-03-17
  • TX RA
    APPROVED_RES
    Since 2019-01-15
  • ME RA
    APPROVED
    Since 2009-03-17

Branch Locations

Arundel, ME • United States

251 U S Route 1, Falmouth, ME 04105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2009 Present
Previous Registrations
  • 2008-08-13 → 2008-12-22
    Morgan Stanley & Co. Llc
    Portland, ME
Other Businesses

Rental Property Portland, ME Start date: 4/1/2020 Co-owner Hours per week: 0 Hours during trading: 0 Maintain property. * Rental Property Auburn, ME Start date: 8/20/2020 Owner Hours per week: 0 Hours during trading: 0 Oversee the cashflow of the rents and the bills/loan payments on duplex property. * Holly Heights Care and Rehabilitation Type of business: Nursing Home Denver, CO Start date: 3/1/2019 Partner Hours per week: 0 Hours during trading: 0 None.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2008-07-18

View on SEC IAPD

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