Lori Ann Merchant

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2020
  Fidelity Brokerage Services Llc
  Birmingham, AL
• 03/2020 → 07/2024
  Hightower Advisors Llc
  Birmingham, AL
• 02/2025 → Present
  Massmutual
  Springfield, MA
• 02/2025 → Present
  Mml Investors Services, Llc
  Moody, AL
• 07/2024 → 02/2025
  Unemployed
  Moody, AL

Previous Registrations

• 2020-08-24 → 2024-12-18
  Hightower Advisors, Llc
  Birmingham, AL

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-24
• S63 Uniform Securities Agent State Law Examination
  2013-09-23

Other Names

• Lori A. Sutter
• Lori A Sutter
• Lori A Echols
• Lori Ann-Sutter Echols
• Lori Ann Sutter
• Lori Merchant