Michelle Mary Milliken

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-24
IL	RA	APPROVED	2019-05-31

TX RA
APPROVED_RES

Since 2022-02-24
IL RA
APPROVED

Since 2019-05-31

Branch Locations

Arlington Heights, IL • United States

390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States

2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Crystal Lake	IL	06/2017	05/2019
Securities America, Inc.	Crystal Lake	IL	11/2014	06/2017
Securities America Advisors	Crystal Lake	IL	09/2017	05/2019
Lpl Financial, Llc	Crystal Lake	IL	05/2019	Present

06/2017 → 05/2019

Securities America, Inc.

Crystal Lake, IL
11/2014 → 06/2017

Securities America, Inc.

Crystal Lake, IL
09/2017 → 05/2019

Securities America Advisors

Crystal Lake, IL
05/2019 → Present

Lpl Financial, Llc

Crystal Lake, IL

Previous Registrations

2017-09-28 → 2019-06-03

Securities America Advisors, Inc.

Crystal Lake, IL
2010-08-10 → 2010-10-14

Osaic Fa, Inc.

Chicago, IL

Other Businesses

1) 01/2012 - DBA for LPL Business (entity for LPL business) - DORION-GRAY RETIREMENT PLANNING - 100% - INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 2) 05/2019 - DBA for LPL Business (entity for LPL business) - PWA - 100% - INVESTMENT RELATED - PLAINFIELD, IL 60544 3) 05/2019 - DBA for LPL Business (entity for LPL business) - PROFESSIONAL WEALTH ADVISORS - 100% - INVESTMENT RELATED - PLAINFIELD, IL 60544 4) 6/5/2020 - National Life Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Writing Agent - Started 05/15/2020 - 1 Hour Per Month During Securities Trading. 5) 08/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Notary for Cook County, IL - Start Date - 06/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading - Notary Public 6) 12/04/2025 - HighPoint Planning Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/17/2025 - 40 hours per month/ 1 hour during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-07
S65	Uniform Investment Adviser Law Examination	2010-07-23
S63	Uniform Securities Agent State Law Examination	2008-09-17

S66 Uniform Combined State Law Examination

2017-09-07
S65 Uniform Investment Adviser Law Examination

2010-07-23
S63 Uniform Securities Agent State Law Examination

2008-09-17

Designations

View on SEC IAPD