Ralph Joseph Aiello

Current Employers

Employment History

• 02/2014 → Present
  Lpl Financial Llc
  Cary, NC
• 07/2015 → 03/2017
  Wealthplan Partners
  Cary, NC
• 03/2017 → Present
  Founders Financial Alliance, Llc
  Cary, NC

Previous Registrations

• 2015-07-02 → 2017-03-28
  Wealthplan Partners
  Cary, NC
  Omaha, NE
• 2009-10-05 → 2014-01-31
  Ameriprise Financial Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2009-02-05 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Raleigh, NC
• 2005-02-02 → 2009-02-05
  Citigroup Global Markets Inc.
  Raleigh, NC
  Raleigh, NC
• 2001-12-31 → 2005-02-02
  Morgan Stanley Dw Inc.
  Raleigh, NC

Other Businesses

1. 3/21/2017 - Mainsail Triangle Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/31/2017 - 160 Hours Per Month During Securities Trading. 2. 4/6/2017 - Founders Financial Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/31/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Founders Financial Alliance an independent investment advisor firm. I started this business activity on 4/5/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/4/2017 - Founders Financial Alliance - DBA: (Hybrid) Mainsail Triangle Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Founders Financial Alliance, an independent investment advisor firm. I started this business activity on 5/4/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/16/2019 - Founders Wealth Adviosrs, LLC - Investment related - At reported business location - DBA for LPL Business (entity for LPL business) - start date:08/14/2019 - 160 hrs/mo - 6 hrs during trading. 5. 08/22/2019 - Founders Financial Alliance - DBA:(Hybrid) Founders Wealth Advisors, LLC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:08/14/2019 - 160 hrs/mo - 6 hrs during trading - I provide investment advisory services through Founders Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-24

Other Names

• Ralph Joseph Aiello
• Rafe Aiello
• Rafe J Aiello
• Rafe Joseph Aiello