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Traci Lynn Hejna

Morgan Stanley

Knoxville, TN

CRD 4161884

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-17
TN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2021-04-17
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Knoxville TN 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Knoxville, TN
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Knoxville, TN
    Knoxville, TN
    New York, NY
    Knoxville, TN
  • 2004-02-23 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-06
S63 Uniform Securities Agent State Law Examination 2001-03-20
  • S66 Uniform Combined State Law Examination
    2003-03-06
  • S63 Uniform Securities Agent State Law Examination
    2001-03-20
Other Names
  • Traci Lynn Caldwell

View on SEC IAPD

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