Capiz Kathleen Calloway

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Raymond James Financial Services
  Atlanta, GA
• 05/2009 → Present
  Raymond James Financial Advisors, Inc.
  Atlanta, GA
• 04/2008 → Present
  Advanced Financial Strategies
  Atlanta, GA

Other Businesses

(1)Name of Business: Advanced Financial Strategies Address: 200 Ashford Ctr N Ste 150, Atlanta, GA, 30338, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Bligh Val; Lynda Parker Address: 200 Ashford Ctr N Ste 150, Atlanta, GA, 30338-2669, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 04/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my aunt has asked me to oversee her financial affairs jointly with her eldest son. I am already her advisor on all long-term retirement/legacy assets she possesses, he has already been helping her with day-to-day cash flow. We are putting documents in place against future diminished capacity.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-20

Designations

• Certified Financial Planner

Other Names

• Capiz K. Calloway