Kelvin J Kwan

Current Employers

Liberty Wealth Management, Llc

411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-05-17

CA RA
APPROVED

Since 2018-05-17

Branch Locations

411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States

2009 V Street Suite 203, Sacramento, CA 95818-1729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Granite Bay Asset Management	Roseville	CA	07/2007	08/2026
Liberty Group, Llc	Oakland	CA	06/2008	08/2020
Ae Financial Services, Llc	Topeka	KS	08/2020	Present
Liberty Wealth Management, Llc	Sacramento	CA	05/2018	Present

07/2007 → 08/2026

Granite Bay Asset Management

Roseville, CA
06/2008 → 08/2020

Liberty Group, Llc

Oakland, CA
08/2020 → Present

Ae Financial Services, Llc

Topeka, KS
05/2018 → Present

Liberty Wealth Management, Llc

Sacramento, CA

Previous Registrations

2014-05-01 → 2018-10-10

Liberty Group, Llc

Roseville, CA

Other Businesses

1.) AE Financial Services, LLC POSITION: Registered Representative NATURE: Broker Dealer (Member FINRA/SIPC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE 08/2020 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-29
S63	Uniform Securities Agent State Law Examination	2011-05-31

S65 Uniform Investment Adviser Law Examination

2011-09-29
S63 Uniform Securities Agent State Law Examination

2011-05-31

View on SEC IAPD

Current Employers

Liberty Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews