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Irene Gomez-Ramirez

LPl Financial LLC

Vista, CA

CRD 5523044

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-31
TX RA APPROVED_RES 2025-07-31
  • CA RA
    APPROVED
    Since 2025-07-31
  • TX RA
    APPROVED_RES
    Since 2025-07-31

Branch Locations

Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 07/2025
Lpl Financial Llc San Diego CA 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-16
S63 Uniform Securities Agent State Law Examination 2010-08-31
  • S65 Uniform Investment Adviser Law Examination
    2018-08-16
  • S63 Uniform Securities Agent State Law Examination
    2010-08-31
Other Names
  • Irene Gomez
  • Irene Galaz

View on SEC IAPD

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