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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-07-20
  • MA RA
    APPROVED
    Since 2005-07-20

Branch Locations

579 Main Street, Bolton, MA 01740

579 Main St., Bolton, MA 01740 • United States

579 Main Street, Bolton, MA 01740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Town Of Newton Newton MA 07/2004 Present
Delta Equity Services Corporation Bolton MA 07/2005 Present
Bolton Securities Corp. Bolton MA 07/2005 Present
  • 07/2004 → Present
    Town Of Newton
    Newton, MA
  • 07/2005 → Present
    Delta Equity Services Corporation
    Bolton, MA
  • 07/2005 → Present
    Bolton Securities Corp.
    Bolton, MA
Other Businesses

1) Member of the Newton Fire Fighters Association. Not investment related and not conducted from Branch location. Spends minimal hours a month on activity. 2) Firefighter. Not investment related and not conducted from Branch location. The amount of time spent on activity varies per month. Activity since 7.2005.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25

View on SEC IAPD

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