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Ana Backa

Wells Fargo Advisors Financial Network, LLC

Bethesda, MD

Westport, CT

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-14
  • CT RA
    APPROVED
    Since 2026-08-14

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

285 Riverside Ave Suite 250 [Satellite], Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Southbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Southbury CT 11/2016 08/2026
Wells Fargo Advisors Financial Network, Llc Westport CT 08/2026 Present
Previous Registrations
  • 2009-04-27 → 2026-08-14
    Wells Fargo Clearing Services, Llc
    Southbury, CT
    Melville, NY
    Purchase, NY
    Boston, MA
    Melville, NY
    Westport, CT
    Westport, CT
    Melville, NY
    Westport, CT
Other Businesses

SABRINA'S STYLE, NOT INV RELATED, SANDY HOOK, CT, 50% OWNERSHIP, START 4/19/2022, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, CLOTHING STORE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-23
  • S66 Uniform Combined State Law Examination
    2009-04-23
Other Names
  • Ana Pappas

View on SEC IAPD

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