David N Liguori

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-06-12
PA	RA	APPROVED	2022-10-21
TX	RA	APPROVED	2022-10-21

CO RA
APPROVED

Since 2025-06-12
PA RA
APPROVED

Since 2022-10-21
TX RA
APPROVED

Since 2022-10-21

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Pittsburgh	PA	04/2008	10/2022
Morgan Stanley Smith Barney Llc	Pittsburgh	PA	10/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2022	Present

04/2008 → 10/2022

Ubs Financial Services Inc.

Pittsburgh, PA
10/2022 → Present

Morgan Stanley Smith Barney Llc

Pittsburgh, PA
11/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-08-27 → 2022-11-01

Ubs Financial Services Inc.

Pittsburgh, PA

Canonsburg, PA

Weehawken, NJ

Canonsburg, PA

Other Businesses

*572175 - Liguori Properties, LLC; Investment Related - Yes; McMurray, Pennsylvania; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 0; Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-07

S66 Uniform Combined State Law Examination

2008-07-07

Designations

Other Names

David Nicholas Liguori

View on SEC IAPD