Shanny Feliona So

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 02/2022
  Hsbc Bank Usa
  Philadelphia, PA
• 03/2022 → Present
  Morgan Stanley
  West Conshohocken, PA

Previous Registrations

• 2021-12-02 → 2022-02-22
  Hsbc Securities (Usa) Inc.
  Philadelphia, PA

Other Businesses

. The name of the other business - Tzu Chi Buddhist Foundation 2. Whether the business is investment-related - NO 3. The address of the other business-107 N 9th St.Phila, PA 191074. 4. The nature of the other business -Volunteer Income Tax Associates(VITA) 5. Your position - Preparer 6. Title - None 7. Relationship with the other business - Volunteer 8. The start date of your relationship - 02/22/2020 9. The approximate number of hours/month you devote to the other business-30 hours/month (Feb and March ONLY) 10. The number of hours you devote to the other business during securities trading hours - none 11. Briefly describe your duties relating to the other business - Assist low income community people for preparing their 2019 tax return. *690926- Amway; Investment related: No; Ada, Michigan; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 10; Sales/Marketing

Exams

• S66 Uniform Combined State Law Examination
  2021-12-02
• S63 Uniform Securities Agent State Law Examination
  2008-07-16