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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ben Henderson | Fort Worth | TX | 09/2016 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Fort Worth | TX | 10/2016 | 06/2017 |
| Charles Schwab & Co., Inc. | Fort Worth | TX | 07/2018 | Present |
| N/A | Haltom City | TX | 06/2017 | 07/2018 |
| Charles Schwab Bank | Fort Worth | TX | 07/2018 | Present |
1) Landlord | Investment Related:No|7753 Reis Ln|NRH|TX|76182|USA|Real Estate (Non-Agent/Broker)|Landlord|1/1/2024|Less than 20|0|collect rent payment for my townhouse, no financial services or investment related responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-15 |
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