Sharon Leigh Alleman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-04-11
TX	RA	APPROVED_RES	2014-07-21
CT	RA	APPROVED	2011-11-18

NY RA
APPROVED

Since 2022-04-11
TX RA
APPROVED_RES

Since 2014-07-21
CT RA
APPROVED

Since 2011-11-18

Branch Locations

Granby, CT • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Hartford	CT	11/2011	Present

11/2011 → Present

Ubs Financial Services Inc

Hartford, CT

Previous Registrations

2009-06-01 → 2011-11-22

Morgan Stanley

West Hartford, CT
2008-09-30 → 2009-06-01

Citigroup Global Markets Inc.

West Hartford, CT

Other Businesses

iQuilt / 24 Central Row Hartford,CT 06106 / Charity / Other / The iQuilt Plan is an urban design plan for downtown Hartford. The iQuilt Plan helps to connect the exceptional assets of downtown Hartford: museums, performance spaces, historic landmarks, modern architecture, and public art. / The iQuilt Plan is an urban design plan for downtown Hartford. The iQuilt Plan helps to connect the exceptional assets of downtown Hartford: museums, performance spaces, historic landmarks, modern architecture, and public art. / Advisor or advisory group member if advice given may influence an officer / board / I am on the board of incorporators; I attend quarterly meetings and share information on their activities. / Start Date 1/1/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-19

S66 Uniform Combined State Law Examination

2008-09-19

Designations

Other Names

Sharon Leigh Durocher
Sharon Leigh Fallon

View on SEC IAPD