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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-18
  • NY RA
    APPROVED
    Since 2025-02-18

Branch Locations

1898 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 03/2019
Unemployed Newburgh NY 03/2019 10/2020
Bj's Wholesale Newburgh NY 10/2020 11/2020
Unemployed Newburgh NY 11/2020 07/2021
Reiss Appraisals Inc Wallkill NY 07/2021 10/2021
Unemployed Newburgh NY 10/2021 12/2021
Hudson Valley Credit Union Poughkeepsie NY 12/2021 06/2022
Unemployed Newburgh NY 06/2022 11/2022
Charter Communications Middletown NY 11/2022 11/2022
Unemployed Newburgh NY 12/2022 04/2023
Hire Dynamics New Windsor NY 04/2023 05/2023
Cellular Sales Services New Windsor NY 05/2023 01/2024
Unemployed Medford NY 01/2024 04/2024
Aegis Capital Corp Melville NY 04/2024 07/2024
Keybank Catskill NY 07/2024 02/2025
Key Investment Services Llc Brooklyn OH 07/2024 02/2025
Osaic Institutions, Inc. Meriden CT 02/2025 Present
Rhinebeck Bank Rhinebeck NY 02/2025 Present
  • 10/2012 → 03/2019
    New York, NY
  • 03/2019 → 10/2020
    Unemployed
    Newburgh, NY
  • 10/2020 → 11/2020
    Bj's Wholesale
    Newburgh, NY
  • 11/2020 → 07/2021
    Unemployed
    Newburgh, NY
  • 07/2021 → 10/2021
    Reiss Appraisals Inc
    Wallkill, NY
  • 10/2021 → 12/2021
    Unemployed
    Newburgh, NY
  • 12/2021 → 06/2022
    Hudson Valley Credit Union
    Poughkeepsie, NY
  • 06/2022 → 11/2022
    Unemployed
    Newburgh, NY
  • 11/2022 → 11/2022
    Charter Communications
    Middletown, NY
  • 12/2022 → 04/2023
    Unemployed
    Newburgh, NY
  • 04/2023 → 05/2023
    Hire Dynamics
    New Windsor, NY
  • 05/2023 → 01/2024
    Cellular Sales Services
    New Windsor, NY
  • 01/2024 → 04/2024
    Unemployed
    Medford, NY
  • 04/2024 → 07/2024
    Melville, NY
  • 07/2024 → 02/2025
    Keybank
    Catskill, NY
  • 07/2024 → 02/2025
    Brooklyn, OH
  • 02/2025 → Present
    Meriden, CT
  • 02/2025 → Present
    Rhinebeck Bank
    Rhinebeck, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-23
  • S66 Uniform Combined State Law Examination
    2024-05-23
Other Names
  • Brian W Daly
  • Brian William Daly
  • Brian Daly

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