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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-03-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | 08/2020 |
| Uber | Redondo Beach | CA | 06/2017 | 04/2021 |
| Unemployed | Port Ludlow | WA | 06/2025 | 12/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2021 | 06/2025 |
| Hurley Associates Inc | Grants Pass | OR | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: HURLEY ASSOCIATES INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WILL BE ASSISTING JIM HURLEY WITH OPERATIONS AND OTHER DUTIES RELATED TO SUPPORTING A FINANCIAL PLANNER'S OFFICE TO COVER MY SALARY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-03 |
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