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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Sunnyvale | CA | 09/2011 | 02/2025 |
| Charles Schwab Bank | Sunnyvale | CA | 01/2014 | 02/2025 |
| Northern Trust Securities, Inc. | San Francisco | CA | 02/2025 | 03/2026 |
| Mariner | Overland Park | KS | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-09 |
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