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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-30 |
| IL | RA | APPROVED | 2023-06-13 |
Branch Locations
17767 N. Scottsdale Road Ste. 310, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co | Chicago | IL | 04/2012 | 10/2016 |
| Inland Securities Corporation | Oak Brook | IL | 01/2017 | 04/2017 |
| Neuberger Berman | Chicago | IL | 04/2017 | 04/2019 |
| Lpl Financial Llc | Elgin | IL | 04/2019 | 06/2023 |
| Iht Wealth Management Llc | Elgin | IL | 04/2019 | 06/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-08 |
| S66 | Uniform Combined State Law Examination | 2008-08-30 |
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